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The alleged wrongdoers, former Raymond James and First Allied brokers, transferred client money to their wives’ accounts, the commission says.

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Brexit: How to manage client fears

Now is the time to prepare your clients to toughen up (and yourself, too).

Be prepared for sudden termination

Being able to prove past production means the difference between a great deal and no deal when you're switching firms.

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With a few simple tweaks to their strategy, planners can stop making flubs that can hurt their business — or even their personal brand.
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