Updated Thursday, April 24, 2014 as of 6:23 AM ET
Total Revenues

Rank Prev. Rank Company Total Revenues $000s % Change Commission Revenue $000s % Change Fee Revenue $000s % Change Other Revenue $000s % Change
1 1 LPL Financial 3,582,700 7.3 1,768,100 8.0 1,054,300 4.0 760,300 10.7
2 2 Ameriprise Financial 2,910,032 2.4 1,238,271 (4.8) 1,326,313 9.8 345,449 3.6
3 3 Raymond James Financial Services 1,208,127 4.0 587,696 (0.3) 443,791 8.9 176,640 6.8
4 4 Commonwealth Financial Network 712,057 10.1 252,771 22.2 374,188 11.2 85,098 7.8
5 5 AXA Advisors 624,600 9.1 508,600 7.6 97,000 11.1 19,000 50.8
6 7 Wells Fargo Advisors Financial Network 596,477 14.7 202,155 8.2 268,702 55.1 125,620 (21.4)
7 8 Northwestern Mutual 553,567 8.5 239,363 1.6 236,906 21.3 77,297 (2.4)
8 6 MetLife Securities 537,573 (0.9) 454,146 (3.3) 52,193 15.1 31,234 11.7
9 10 Cambridge Investment Research 461,424 13.5 185,699 17.0 230,681 10.5 45,044 15.3
10 9 Securities America 400,000 (10.0) 199,100 (10.7) 158,500 (8.2) 42,400 (12.8)
11 11 Royal Alliance Associates 388,401 (1.9) 194,749 (4.7) 160,837 6.0 32,816 (17.3)
12 12 NFP Advisor Services Group (& Affiliates) 364,750 (1.2) 242,035 (4.1) 104,026 3.5 18,690 15.4
13 17 Waddell & Reed Financial 361,602 9.3 177,057 (3.7) 122,247 33.8 62,298 12.3
14 13 Cetera Advisor Networks 360,455 2.5 187,252 (1.6) 137,928 4.9 35,275 17.2
15 15 National Planning 346,769 3.2 232,075 (0.4) 87,798 15.2 26,895 0.8
16 16 ING Financial Partners 339,098 2.4 255,479 (0.1) 67,020 8.3 16,599 21.5
17 14 MML Investors Services 336,118 (3.2) 244,282 (6.8) 66,781 10.4 25,055 0.8
18 18 Securian Financial Services 291,234 3.1 219,992 0.9 55,245 9.7 15,997 13.5
19 19 FSC Securities 263,088 (0.3) 145,720 (3.0) 87,776 0.1 29,592 13.4
20 20 Signator Investors 263,012 2.9 226,522 1.7 31,567 10.0 4,924 19.3
21 22 H.D. Vest Investment ServicesSM 248,348 1.8 132,999 (2.5) 87,016 8.1 28,334 4.4
22 21 Woodbury Financial 243,328 (4.1) 210,391 (5.1) 29,813 6.6 3,123 (21.4)
23 25 Princor Financial Services 242,022 5.5 210,716 4.6 30,919 12.3 387 36.6
24 24 SagePoint Financial 236,923 0.6 145,601 (2.7) 64,810 12.1 26,513 (5.7)
25 26 Invest Financial 236,839 9.0 170,475 6.8 43,726 16.4 22,637 12.1
26 23 First Allied Securities 232,995 (3.3) 141,493 (3.1) 68,072 (3.7) 23,430 (3.8)
27 29 Transamerica Financial Advisors 232,612 49.7 180,119 44.2 52,493 72.5 -- (100.0)
28 28 Cetera Advisors 210,024 27.4 117,553 22.3 72,442 32.2 20,029 44.1
29 27 Cetera Financial Institutions 192,217 11.4 146,582 9.0 10,586 20.0 35,049 20.1
30 30 SII Investments 166,035 9.8 112,045 8.8 40,780 13.6 13,210 7.7
31 31 Park Avenue Securities 152,913 9.0 111,603 8.2 36,833 12.5 4,477 1.0
32 32 Cadaret Grant 137,547 1.8 102,361 (0.7) 28,380 10.4 6,806 8.4
33 34 M Holdings Securities 131,939 6.8 120,392 5.0 9,011 32.6 2,536 20.3
34 35 American Portfolios Financial Services 131,938 7.3 91,495 4.3 38,825 14.9 1,618 8.2
35 36 Ameritas Investment 127,398 5.6 91,015 4.0 26,337 11.1 10,046 7.4
36 40 Triad Advisors 122,831 17.8 63,635 21.6 53,032 12.9 6,165 (61.9)
37 33 NEXT Financial Group 118,737 (5.1) 82,994 (6.5) 31,829 (0.7) 3,914 (8.1)
38 37 CUNA Brokerage Services 115,157 5.4 93,351 3.9 15,080 (1.8) 6,724 65.0
39 44 CUSO Financial Ser 114,106 15.4 94,039 0.0 7,322 0.0 12,745 0.0
40 38 ProEquities 110,104 4.4 82,190 5.8 18,201 0.8 9,712 0.2
41 45 Centaurus Financial 109,019 10.9 88,001 4.2 16,369 18.0 4,649 11.1
42 41 CFG/H. Beck 108,709 5.7 82,683 4.6 19,917 5.4 6,108 23.6
43 39 Cetera Financial Specialists 104,199 (0.1) 56,892 (0.1) 41,643 (0.5) 5,664 2.6
44 46 Securities Service Network 98,944 7.0 53,634 2.2 32,944 11.7 12,366 17.6
45 43 VSR Financial Services 98,136 (1.1) 55,812 (3.9) 36,680 2.9 5,644 1.8
46 48 Geneos Wealth Management 93,320 11.5 48,056 9.9 44,795 19.1 469 (80.1)
47 49 Investment Centers of America 87,462 5.0 63,787 2.0 15,611 17.1 8,064 8.1
48 42 Allstate Financial Services 83,939 (16.4) 80,658 (16.8) 0.0 3,282 (4.9)
49 47 National Securities 83,600 (5.1) -- 0.0 0.0 -- 0.0
50 50 Investors Capital 82,284 (1.0) 63,843 (0.5) 16,147 0.8 2,294 90.8
51 51 Sigma Financial 80,107 6.3 53,369 5.1 21,111 11.7 5,627 (1.0)
52 59 Independent Financial Group 76,014 21.7 50,848 19.5 17,853 18.6 7,313 49.8
53 55 Investacorp 74,459 11.6 53,447 8.5 15,503 19.0 5,508 24.7
54 52 Summit Brokerage Services 74,000 5.7 54,500 4.8 14,000 6.9 5,500 12.2
55 53 Questar Capital 73,216 4.7 61,826 0.0 8,390 0.0 3,000 33.3
56 54 KMS Financial Services 70,523 4.6 38,595 (0.1) 30,578 13.4 1,449 (15.1)
57 58 Williams Financial Group 70,100 11.8 44,150 15.5 20,200 18.1 5,750 (22.3)
58 56 United Planners Financial Services 69,727 6.0 41,792 (8.9) 27,935 40.3 0.0
59 57 J.P. Turner 66,308 1.8 53,077 3.9 4,405 23.3 13,232 (5.6)
60 60 Berthel Fisher & Company Financial Services 55,796 2.0 41,115 0.8 8,124 0.4 6,557 12.6
61 61 O.N. Equity Sales 54,283 9.7 49,594 6.7 2,439 (41.1) 2,249 0.0
62 63 J.W. Cole Financial 51,552 10.0 41,777 8.9 9,775 15.0 0.0
63 64 PlanMember Securities 49,679 13.6 19,808 18.3 29,419 11.1 452 (15.2)
64 62 The Investment Center 47,003 (2.1) 30,596 (1.9) 16,266 2.7 946 (1.9)
65 66 Kovack Securities 41,239 10.3 27,383 9.4 13,856 11.9 0.0
66 67 Sammons Securities 40,591 14.8 32,252 0.0 0.0 8,338 166.3
67 65 Sterne Agee Financial Services 39,600 0.3 34,235 0.0 5,245 0.0 445 0.0
68 68 Crown Capital Securities, L.P. 35,977 6.6 25,496 2.7 8,613 10.4 1,868 64.9
69 69 LaSalle St. Securities 32,174 1.1 27,268 1.5 4,649 (2.4) 257 30.7
70 70 Prospera Financial Services 31,905 3.7 22,498 3.7 8,278 3.7 1,128 3.7
71 72 The Strategic Financial Alliance 30,371 15.4 14,473 15.2 12,740 12.7 3,158 28.7
72 71 Harbour Investments 30,309 9.1 25,079 7.3 5,230 18.9 11 0.0
73 73 Capital Investment 26,543 15.3 22,003 17.5 4,001 3.7 539 21.6
74 75 Founders Financial Securities 16,943 21.6 7,533 (27.6) 8,783 149.1 -- 0.0
75 74 Broker Dealer Financial Services Corp. 16,289 (6.5) 13,023 (5.9) 2,125 3.3 1,141 (25.5)
76 76 Larson Financial Securities 11,400 60.6 11,400 60.6 0.0 -- 0.0
77 -- Lincoln Investment -- 0.0 -- 0.0 0.0 -- 0.0
78 -- WRP Investments -- 0.0 -- 0.0 -- 0.0 -- 0.0
-- Does not apply
( ) Indicates negative number
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