Updated Wednesday, April 23, 2014 as of 10:26 AM ET
FINRA Bars 2 Bank Advisors from the Industry
FINRA banished two bank advisors from the industry for trying to cheat their customers.†
Stefani Ann Bennett was previously with U.S. Bancorp Investments, where she was employed as a financial specialist. On July 11, 2011, Bennett allegedly withdrew $100,000 from a customerís estate checking account at U.S. Bank and used the funds for her own use and benefit without the customerís knowledge or consent.† According to FINRA, she arranged to have five cashierís checks issued to her personal creditors in the total amount of $97,593 and retained $2,408 in cash.   more »
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