Updated Friday, July 31, 2015 as of 3:19 AM ET
Bank Advisors on the Move
Which banks are advisors moving to? Ten recently switched to BNY Mellon, Bremer Bank, Regions Bank, U.S. Bank and Bank of America's U.S. Trust.
More in Recruiting
Two UBS advisors managing $170 million in assets joined Baird. more »
The former branch vice president will now serve high-net-worth clients at the bank’s Los Angeles office. more »
A Morgan Stanley advisor left the firm to join HighTower. more »
Recruiting activity will intensify as seven-year contracts begin to expire. Is now the time to cut a deal? Headhunters weigh in. more »
Next-generation advisors, next-gen clients and next-gen technology are at the heart of TD Ameritrade's newest programs for advisors. more »
Ameriprise Financial reported 33% year-over-year growth in wealth management profits. more »
A pair of sessions at the FSI OneVoice conference focused on recruiting and retention challenges facing IBDs, many of which center on hybrid or dually registered RIAs who are edging toward greater independence. more »
Raymond James & Associates recruited advisors from Oppenheimer & Co. and Wells Fargo Advisors, each with close to $1 million in revenue. more »
Two wirehouse advisors generating $1.3 million in annual revenues joined RBC Wealth Management. more »
The regional broker-dealer lands three new recruits for its employee channel, including one who managed more than $100 million AUM. more »
Two Merrill Lynch advisors left the wirehouse for independent firm Snowden Lane Partners. more »
A wealth manager with 30 years of experience left Citigroup Global Markets to join the year-old Lebenthal Wealth Advisors as a producing branch manager. more »
The seven-member group left Morgan Stanley to join Wells Fargo. more »
The July Issue is now online!


Industry Events

November 3, 2015 | The Broadmoor Hotel in Colorado Springs, Colorado

November 4, 2015 | New York Hilton Midtown, New York, NY

November 12, 2015 | Salt Lake City, Utah

February 10, 2016 | Marriott Harbor Beach Resort, Ft. Lauderdale, Fla.

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