Updated Friday, January 30, 2015 as of 2:53 AM ET
From News Anchor to Advisor: Alison Gilman Aquino
"I spent the first 21 years of my professional life in the broadcast industry. ... When you’re on deadline, you almost have to become an instant expert," says Edward Jones advisor Alison Gilamn Aquino.
More in Regionals
Ameriprise Financial reported 33% year-over-year growth in wealth management profits. more »
Oppenheimer Holdings will pay $20 million to settle U.S. regulatory claims that it improperly sold billions of shares of penny stocks on behalf of an offshore brokerage. more »
Raymond James & Associates recruited advisors from Oppenheimer & Co. and Wells Fargo Advisors, each with close to $1 million in revenue. more »
Two wirehouse advisors generating $1.3 million in annual revenues joined RBC Wealth Management. more »
The regional broker-dealer lands three new recruits for its employee channel, including one who managed more than $100 million AUM. more »
The asset management firm made the new hires during a recruiting push in the last quarter. more »
City National's sale to RBC bestows new wealth on two men who have served as Hollywood's private bankers since Steven Spielberg filmed "Jaws." more »
An advisor at RBC has been promoted and will oversee six wealth managers. more »
When does it make sense to buy your list of clients? Attorney Alan Foxman explains. more »
Royal Bank of Canada is ready to take another shot at U.S. banking, agreeing to buy City National in Los Angeles. more »
But while quarterly earnings at the company's wealth management unit dropped 7% from the previous quarter, they were up 30% year-over-year. more »
Raymond James lured away a Morgan Stanley advisor managing more than $85 million in client assets. more »
Two advisors left Wells Fargo to join Stifel. more »
The January Issue is now online!


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