Updated Thursday, May 23, 2013 as of 3:19 PM ET
Wells Fargo Hires Edward Jones Vet
Wells Fargo expanded its ranks in Ohio with the addition of a former Edward Jones advisor to the employee channel.
Jeremy Baynes, an industry veteran with 11 years of experience, has joined as associate vice president – investments. He moved along with his client associate Cherie Harris.   more »
More in Regionals
RBC Wealth Management picked up a former Morgan Stanley broker with $65 million in assets. more »
Janney has picked up a former Morgan Stanley duo with over $1.5 million in production. more »
Sallie Krawcheck, the former senior executive at Bank of America Corp. and Citigroup Inc., agreed to buy 85 Broads, the global network with 30,000 members that promotes women as business leaders. more »
Baird has bolstered its advisor force with two wirehouse teams with $800 million in assets. more »
The Securities America move underscored the intensity with which advisory firms are competing for talent, executive search experts said. more »
Two former branch managers at Raymond James have moved to Stifel and LPL in Austin, Texas. more »
The St. Louis-based firm, which now has 30 offices, opened its third Florida location with an office in Destin and made inroads into Alabama with a new branch in Birmingham. It also added an advisor to its White Plains, N.Y., and Chattanooga, Tenn., location. more »
Credit Suisse Group AG sued its former vice president of emerging markets, Agostina Pechi, over claims she stole the bank’s trade secrets in a bid to win clients for her new employer, Goldman Sachs Group Inc. more »
The Louisville, Ky., firm picked up two advisors with a total of $200 million in assets. more »
There are only a few dozen banks with assets of $20 billion to $350 billion. In this regulatory climate, these regional banks in the middle of the size spectrum look very much like the industry's new sweet spot. more »
The combination will create one of the largest regional brokerages on the West coast. more »
The firm has reorganized its branch leadership with two promotions and a new hire from Morgan Stanley. more »
Ameriprise tapped the four wirehouses and LPL in its latest round of recruiting. more »
Regulatory
Restoring Investor Trust
Guides and Supplements

Current Issue

The May Issue is now online!


TWITTER
FACEBOOK
LINKEDIN
Quick Polls
Are You Considering Changing Firms This Year?
Yes, to Another Wirehouse or Regional Firm.

14%

Yes, Considering Independence.

14%

No.

71%

Industry Events

May 28, 2013 | San Francisco, CA

June 5, 2013 | Hollywood, FL

June 12, 2013 | Chicago, IL

June 20, 2013 |

June 24, 2013 | Miami Beach, FL

Already a subscriber? Log in here