Updated Friday, October 24, 2014 as of 7:52 PM ET
Janney Lures J.P. Morgan Advisors
An advisor team has left J.P. Morgan to join regional wealth manager Janney Montgomery Scott, opening a new office in Rhode Island.
More in Regionals
A Former BofA Merrill Lynch Team who felt wronged after being terminated has signed on with full-service brokerage firm Stifel Financial. more »
On Wall Street extends its deadline for its annual ranking of the top 40 advisors under age 40. more »
Looking at the range of services received by clients in all advisory channels, traditional wirehouses take the lead in catering to high-end client needs, according to research from Cerulli Associates. more »
Agency secures $4 billion in penalties; expert says: “make sure that you have a robust and dynamic compliance program.” more »
Stifel Financial brings in a veteran Morgan Stanley advisor for a newly created client office in West Chester, Pa. more »
Waddell & Reed picked up an advisor from rival Edward Jones. more »
Female advisors from Raymond James' Private Client Group got a mix of planning tips, technology tricks, strategic advice and female empowerment. more »
A Morgan Stanley advisor duo with $213 million in AUM has left the wirehouse to join RBC Wealth Management. more »
Raymond James reshuffles its divisions, leading to several management appointments. more »
A UBS advisor managing $108 million in assets has left the wirehouse to join rival firm Merrill Lynch. more »
On Wall Street has dropped its minimum AUM for its annual ranking of the top 40 advisors under age 40. Who will it be this year? more »
Advisor Jo Ellen Fisher, who allegedly stole nearly $1 million from a 95-year-old client, is barred from the industry and has been sued by her former employer. more »
Raymond James & Associates recruited a wirehouse advisor who generated over $1 million in revenue, managing more than $120 million in assets. more »
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