Updated Sunday, July 13, 2014 as of 12:20 PM ET
Practice - Regulatory/Compliance
FINRA Panel Denies Wells Fargo Raiding Claim
Tuesday, January 15, 2013
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An arbitration panel has denied Wells Fargo’s request for $1.4 million over a claim that Stifel Nicolaus improperly recruited 18 former A.G. Edwards and Wachovia advisors in New York.

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