Updated Friday, April 25, 2014 as of 12:17 AM ET
Practice - Regulatory/Compliance
FINRA Fines Total $68 Million in 2012
by: Jonathan Hemmerdinger
Tuesday, January 8, 2013
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WASHINGTON The Financial Industry Regulatory Authority assessed financial firms and individuals $68 million in fines in 2012 and ordered them to pay a record $34 million in restitution to investors, the self-regulator announced Tuesday.

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