Updated Thursday, April 17, 2014 as of 11:02 PM ET
Practice - Regulatory/Compliance
SEC Accuses Chicago Planner of Defrauding Clients
by: Ann Marsh
Friday, November 30, 2012
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The Securities and Exchange Commission has accused a Chicago advisor and his firm of defrauding clients and others by promising them a private equity fund the firm managed would “beat the market."

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