Updated Monday, July 28, 2014 as of 8:34 PM ET
Practice - Regulatory/Compliance
SIFMA Seeking Progress on Uniform Fiduciary Standard in 1Q
by: Kenneth Corbin
Thursday, January 17, 2013
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As regulators continue their work implementing the numerous provisions of the Dodd-Frank financial reform act, a leading Wall Street trade group is hoping that 2013 will see movement on the controversial effort to implement a uniform fiduciary duty for investment advisors and broker-dealers when providing personalized advice to retail clients.

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