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Financial Behavior in Retirement Summit: Do YOU comply?
Presented by: Steve Irwin
Brian Rubin
Learn about recent enforcement initiatives in the US.
- NASAA rules on Senior investment designations
- Why marketing to the elderly should be considered "high-risk"
- Recent push for enhanced penalties by states on financial abuse against seniors
- Compliance Pitfalls
- Impact of proposed federal legislation
- Equity indexed annuities--What's their future?
Roth Conversion Center
Advice and insights from industry experts on changes in the rules governing Roth IRAs set to take effect in 2010
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