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Podcast

Financial Behavior in Retirement Summit: Do YOU comply?


Learn about recent enforcement initiatives in the US.

  • NASAA rules on Senior investment designations
  • Why marketing to the elderly should be considered "high-risk"
  • Recent push for enhanced penalties by states on financial abuse against seniors
  • Compliance Pitfalls
  • Impact of proposed federal legislation
  • Equity indexed annuities--What's their future?