Updated Thursday, April 17, 2014 as of 8:45 PM ET
Raymond James Snags $4.2M J.P. Morgan Team
In addition to the Cohens, the team includes senior registered sales associates Patricia Litavec Carpenter, Camille Johnson and Kerry Bolinder.
Michael Cohen is a veteran of the financial services industry.  He started his career in 1971 at H. Hentz & Company, according to FINRA documents. In 1975 he moved to Bear Stearns, where he stayed through its merger with J.P. Morgan.   more »
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Advisors can help clients navigate the actuarial calculation of matching a savings and withdrawal plan with a projected life expectancy. more »
New York's top banking regulator is joining the U.S. Justice Department in investigating whether Credit Suisse Group helped U.S. clients evade taxes, a person with knowledge of the matter said. more »
Despite an uptick in savings rates, baby boomers are feeling more worried about their prospects for retiring securely, with a quarter of those polled saying they've postponed their retirement plans in the past year, a new study shows. more »
A trial attorney from the SEC said his bosses were too “tentative and fearful” to bring many Wall Street leaders to heel after the 2008 credit crisis, echoing the regulator’s outside critics. more »
For advisors to the wealthiest families, a new report suggests that it's not what you do that matters -- it's how you do it. more »
Switzerland's biggest bank hired 88 advisors this year to service rich Asian clients after assets at its wealth management business in the region jumped 38% in the past two years. more »
Baird reported record revenues for 2013, and added a former-Wells Fargo advisor as branch manager for its Charleston, S.C. office, marking its twelfth recruitment so far this year. more »
Younger investors have eight times more money in Roth IRAs than traditional IRAs, according to one recent report. more »
A new PriceMetrix study shows jump in assets & revenue, but highlights other worries for the industry. more »
The advisor was suspended for downloading reams of confidential, nonpublic information for more than 2,000 customers of a credit union where he had previously been employed. more »
Head of LPL's Advisor Services' departure 'not related to company performance,' according to a company statement. more »
The former president and chief executive of Gateway Bank in Oakland, Calif., has been accused of orchestrating a fraud scheme to disguise the bank's crumbling financial condition. more »
Integrating online and in-person advisor experiences to keep up with the competition will be a critical priority for wealth managers, according to the report. more »
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