Updated Tuesday, March 31, 2015 as of 11:09 PM ET


Raymond James added a Wells Fargo advisor who managed $175 million in client assets.  More »
As an advisor, you're not necessarily obligated to vote proxies for client portfolios. But you must make sure your policy is articulated clearly. Here are a few things to keep in mind.  read more »
Lawmakers may eventually prevent heirs from cashing out inherited IRAs over their lifetime. But that could actually be good news for both clients and advisors.  read more »
The pace of RIA dealmaking has leveled off over the last few years, with no increase in the number of deals over the previous year and aggregate AUM acquired ticking up only slightly to $47.4B from $43.7B, according to new data from Schwab Advisor Services.  read more »
Do Solo Advisors Have a Future?
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April 22, 2015 | Plantsville, Conn.

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