A former J.P. Morgan rep was suspended from the industry this week for allegedly failing to disclose her business involvement with a kitchen-cabinet installation company in Florida.
Cinthia Elizabeth Marquez served the company as corporate secretary and director, a no-no given that her business relationship had not been approved by J.P. Morgan Chase Bank as required by industry rules, FINRA said in a filing.
Register or login for access to this item and much more
All Bank Investment Consultant content is archived after seven days.
Community members receive:
- All recent and archived articles
- Conference offers and updates
- A full menu of enewsletter options
- Web seminars, white papers, ebooks
Already have an account? Log In
Don't have an account? Register for Free Unlimited Access