FINRA banished a former advisor with First Tennessee Bank for failing to cooperate with an investigation into allegations that he stole money from retail bank customers.
Kenneth Lynn Miller, a dual employee of First Tennessee Bank and FTB Advisors, refused to provide the regulator with the documents and information it requested, an act that automatically results in a bar.
Register or login for access to this item and much more
All Bank Investment Consultant content is archived after seven days.
Community members receive:
- All recent and archived articles
- Conference offers and updates
- A full menu of enewsletter options
- Web seminars, white papers, ebooks
Already have an account? Log In
Don't have an account? Register for Free Unlimited Access