FINRA has ousted another former bank registered rep from the brokerage industry, its third so far this year.
Steven J. Dunkelberg, a former rep with Fifth Third Securities in Grand Rapids, Mich., was barred for allegedly stealing money from a bank customer's account. According to FINRA's filing last week, Dunkelberg forged the customer's name on bank withdrawal slips and withdrew $4,970 from the account without the customer's knowledge or consent. The withdrawals purportedly occurred on five separate occasions between October and December of 2014.
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