FINRA has ousted a former bank rep from the industry for allegedly making unsuitable recommendations in unit investment trusts that cost customers more than $1 million in losses.
David Michael Miller, a broker with Huntington National Bank in Columbus, Ohio, was also ordered to pay more than $800,000 in restitution and disgorgement.
Register or login for access to this item and much more
All Bank Investment Consultant content is archived after seven days.
Community members receive:
- All recent and archived articles
- Conference offers and updates
- A full menu of enewsletter options
- Web seminars, white papers, ebooks
Already have an account? Log In
Don't have an account? Register for Free Unlimited Access