FINRA has banished a former J.P. Morgan registered rep from the brokerage industry for failing to cooperate with an investigation into allegations that she misappropriated funds from a bank affiliated with J.P. Morgan Securities.
Whitley Kiara Hood worked for J.P. Morgan in Chicago and was voluntarily terminated in April, according to a settlement she reached with FINRA this month. She declined to provide on the record testimony regarding the allegations against her, a decision that automatically results in a bar, FINRA said.
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